(888) 637-5510

Written by 5:32 pm Blog, Current Investigations

Elite Dairy Genomics, LLC Securities Fraud Investigation

Elite Dairy Genomics, Inc. Securities Fraud Investigation, featured by top securities fraud attorneys, The White Law Group

Recovery of Investment Losses in Elite Dairy Genomics, LLC

Are you concerned about investment losses in Elite Dairy Genomics, LLC? If so, the attorneys at The White Law Group may be able to assist you in recovering your losses through FINRA Arbitration.

Elite Dairy  reportedly filed a Form D to raise capital in 2013, according to SEC filings. The company operates in the agricultural industry and is located in Downers Grove, Illinois, according to Bloomberg.

The Trouble with Reg D Private Placement Investments

The trouble with Reg D private placement investments, is that they involve a high degree of risk and are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks and bonds.

Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations to ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.

However, another unfortunate by product of Reg D private placements is that the high sales commission brokers earn for selling such products may provide some brokers with enough incentive to push the product to unsuspecting investors who do not fully understand the risks of these types of products.

If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be liable for investment losses.

To determine whether you may be able to recover investment losses incurred as a result of your purchase of Elite Dairy  or another private placement investment, please contact The White Law Group at 1-888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm, visit www.WhiteSecuritiesLaw.com.



Tags: , , , , , , , , , , , Last modified: May 6, 2020