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Written by 1:59 pm Blog, Current Investigations

EBS Income Fund IV –  Investor Alert  – Securities Investigation

EBS Income fund IV

Investigating Potential Claims in EBS Income Fund IV

Are you concerned about your investment in EBS Income Fund IV? The White Law Group may be able to help you. It is possible to file a FINRA Arbitration claim against the brokerage firm that sold you the investment.

EBS Income Fund IV is a private placement investment. EBS Income Fund IV filed a Form D for the offering to raise capital in 2010.

The Trouble with Reg D Private Placements

Private placements are a means for smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with the SEC. These investments are often riskier and more complicated than traditional investments, and are only suitable for high net worth, sophisticated investors.

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly selling alternative investment products like EBS Income Fund IV to their clients.

Despite the risks of investing in this type of alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.

If you have concerns regarding your investment in EBS Income Fund IV or another private placement investment you may be able to recover your losses.

FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.

To speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://whitesecuritieslaw.com.

 

 

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