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Written by 2:25 pm Blog, Current Investigations

Crystal Capital Strategies Fund Investigation

Crystal Valley Strategies Fund Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Concerned about your investment in Crystal Capital Strategies Fund?

Are you concerned about your investment  in Crystal Capital Strategies Fund, LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.

According to SEC filings, the company filed a Form D to raise capital from investors with the offering Crystal Capital Strategies Fund in 2017. The type of securities is purportedly pooled investment funds. According to Reg D, the sale compensation recipients included Waterford Capital, Deer Isle Capital, Ariane Capital Partners, World Equity Group and Triad Advisors. The total amount purportedly sold was $$39,855,996.

Is a Private Placement Investment Suitable for you?

Alternative investments are not suitable for all investors, especially those who need liquidity in their investment.  Brokerage firms have a responsibility to adequately disclose all risks before selling any investment and must consider suitability factors such as age, financial needs, and risk tolerance to name a few.

However, many brokerage firms overlook suitability regulations set forth by the SEC to earn the high commissions that these types of investments often come with.  Sales commissions can range from 6% to 10%,  and often come with a 2%- 3.0% dealer manager fee.

Brokerage firms that do not perform adequate due diligences on an investment or demonstrate a breach of fiduciary duty can be held accountable for losses incurred through FINRA arbitration.

If you are concerned about an investment in Crystal Capital Strategies Fund, The White Law Group may be able to help you. Please call the offices at 888-637-5510 for a free consultation with a securities attorney.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on the firm, please visit https://www.whitesecuritieslaw.com.


Tags: , , , , Last modified: April 29, 2020