Investigating Potential FINRA Claims – Cibolo Creek Partners LLC
The White Law Group is investigating securities claims involving Cibolo Creek Partners LLC.
Are you concerned about your investment in Cibolo Creek Partners LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.
Cibolo Creek Partners LLC, a reg D private placement filed in 2011, was part of an alternative investment scheme developed by a former Triad Broker James Walesa. Dozens of investors were promised lifelong returns from their Cibolo Creek Partners investment.
The White Law Group is currently representing dozens of investors in claims against Triad Advisors and Arkadios Capital. The claims allege misrepresentation and unsuitable investment recommendations.
High Risk Alternative Investment – Cibolo Creek Partners
Reg D private placements such as Cibolo Creek Partners typically involve a high degree of risk. Private placements aren’t sold on any exchange, meaning that they are illiquid, and selling your investment could prove challenging. If you are able to find a buyer on a secondary market, you may end up selling your investment at a loss.
Further, private placement investments are typically sold by brokerage firms in exchange for a large up-front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%. These high fees and commissions can make it difficult to see a healthy return on your investment.
If your broker has made unsuitable investment recommendations, and you have suffered losses, you may be able to file a claim with FINRA to seek resolution through arbitration.
File a FINRA Claim to Recover Investment Losses
FINRA (Financial Industry Regulatory Authority) is a self-regulatory organization that oversees the securities industry in the United States. The suitability rule (FINRA Rule 2111) is a regulation imposed by the FINRA. It requires brokers and financial advisors to recommend investments that are suitable for their clients based on their financial situation, investment objectives, risk tolerance, and other relevant factors.
Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Brokerage firms that fail to do so may be held responsible for any losses in a FINRA arbitration claim.
Our experienced securities attorneys can help you through the FINRA arbitration process. FINRA arbitration can be challenging to navigate, and a skilled attorney with expertise in securities law can significantly enhance your prospects of a successful outcome.
The Securities Attorneys at The White Law Group
The White Law Group can help you evaluate the strength of your case, draft a well-structured statement of claim that accurately presents your allegations of fraud and desired damages, and provide representation during the arbitration hearing by presenting evidence and making compelling arguments on your behalf.
Additionally, our securities attorneys can engage in negotiation efforts for a potential settlement before the arbitration process begins. Opting for a securities attorney ensures that your rights are safeguarded throughout the arbitration process, maximizing your likelihood of achieving a favorable resolution.
If you have suffered losses investing in Cibolo Creek Partners LLC and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. We represent investors in all 50 states in FINRA claims against their brokerage firms.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit?https://whitesecuritieslaw.com.
Tags: Arkadios, Cibolo Creek Partners LLC, James Walesa, private placement investments, Triad Advisors Last modified: December 6, 2023