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Broker Investigations

Blog, Broker Investigations, Current Investigations

Paul R. McGonigle Pleads Guilty to Defrauding Clients 

The White Law Group continues to investigate potential securities claims involving advisor Paul R. McGonigle.  Financial advisor Paul R....

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Broker Investigations, FINRA SEC Sanctions

Austin Dutton, Newbridge, New FINRA Complaint

Broker Austin Dutton Suspended after 30 Customer Complaints  The White Law Group continues to investigate potential claims involving...

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Blog, Broker Investigations

Mark Cline Allegedly Recommended GWG L Bonds

Mark Cline Reportedly has 17 Customer Complaints Alleging Unsuitable Investment Recommendations   According to the Financial Industry...

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Blog, Broker Investigations

Joseph Ambrosole Barred from Securities Industry 

FINRA Bars Joseph Ambrosole after Allegations of Unsuitable and Excessive Trades  According to the Financial Industry Regulatory Authority...

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Blog, Broker Investigations

George Merhoff Jr., Cetera Advisors, Fraud Investigation

Former Cetera Advisor George Merhoff  has 47 Customer Complaints The White Law Group continues to investigate potential securities fraud...

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Blog, Broker Investigations

Megurditch “Mike” Patatian Barred for Unsuitable Investments  

Megurditch “Mike” Patatian Reportedly made Unsuitable Recommendations in REITs, Variable Annuities According to an Extended Hearing...

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