Broker Investigations
Robert Marquez, Investment Network, Barred by FINRA
FINRA Bars Advisor Robert Marquez, Investment Network According to public records, FINRA has reportedly barred financial advisor Robert...
James Walesa, Triad & Arkadios Lawsuits
FINRA Claims Involving Triad Broker James Walesa The White Law Group is currently representing dozens of investors who have claims...
Andrew Schell has 19 Customer Complaints
Customers Allege Broker Andrew Schell made Unauthorized Trades The White Law Group is investigating potential securities claims involving...
Rodney Ferruso, Royal Alliance, Barred by FINRA
FINRA Investigates Rodney Ferruso for Short-term Trading of Mutual Funds According to public records, FINRA has reportedly barred...
Robert Luley Jr. Allegedly Sold Unsuitable Investments
Robert Luley Jr. Suspended Indefinitely by FINRA According to public records, FINRA, the self-regulator who oversees brokers and...
Ronald Burton Smith, PTS Brokerage, Barred by FINRA
FINRA Bars Ronald Burton Smith, PTS Brokerage Advisor, from the Securities Industry According to public records, FINRA, the self-regulator...
