Broker Investigations
Tony Barouti Lawsuits
Emerson Equity Broker Tony Barouti has 58 Customer Complaints The White Law Group is investigating potential securities claims involving...
Broker Christopher Kennedy Charged with Defrauding Investors
SEC Charges Christopher Kennedy, Western International Broker with Securities Fraud The White Law Group continues to investigate potential...
Daniel Deno, LPL Advisor, Arrested for Fraud
LPL Advisor Daniel Deno Allegedly Misappropriated Customer’s Funds On November 19th, 2024, Tell City Police reportedly arrested financial...
Akinfolarin Sessi, Edward Jones, Barred by FINRA
Akinfolarin Sessi Barred after Allegations of Outside Business Activities According to public records, on November 18, 2024, The Financial...
Ahmad “Ed” Maklouf, Spartan Capital, Complaints
FINRA Bars Ahmad “Ed” Maklouf after Allegations of Misrepresentation and Selling Away According to public records, on November 19,...
Linda Wimsatt has 10 Customer Complaints
Linda Wimsatt Allegedly Violated Regulation Best Interest According to public records, The Financial Industry Regulatory Authority (FINRA)...
