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Broker Investigations

Blog, Broker Investigations, FINRA SEC Sanctions

Michael Dugan, Spartan Capital: Investor Lawsuits

Michael Dugan – Spartan Capital- Suspended after Excessive Trading Allegations According to public records on April 1st, 2025,...

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Blog, Broker Investigations

John Palma: Investor Lawsuits

John Palma – Spartan Capital- – Barred after Excessive Trading Allegations According to the Financial Industry Regulatory...

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Blog, Broker Investigations, Current Investigations

Kevin McCallum: Lawsuit Investigation

Kevin McCallum, Former LPL Advisor Investigation Update The White Law Group continues to investigate potential securities lawsuits...

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Blog, Broker Investigations

Robert Earls JR.: Investor Lawsuit Investigation

LPL Financial Advisor Robert Earls Jr. Allegedly Misappropriated Clients Funds The White Law Group is investigating potential securities...

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Broker Investigations, FINRA SEC Sanctions

Jesus Rodriguez Investor Lawsuits

Former Advisor Jesus Rodriguez Sentenced to 12 Years for Multi-Million Dollar Fraud Scheme The White Law Group continues to investigate...

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Broker Investigations, FINRA SEC Sanctions

Keith Baron: Investor Lawsuits

Keith Baron Lawsuit Investigation Update The White Law Group is investigating potential lawsuits involving financial advisor Keith Baron....

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