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Broker Investigations

Broker Investigations

John Dougherty: Investor Lawsuit Investigation

John Dougherty Barred by FINRA and CFP Board Revokes Certification The White Law Group is investigating potential securities claims...

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Broker Investigations

Gary Costello Barred: Investor Lawsuit Investigation

Gary Costello of Aegis Capital Corp and Trust Investment Services: Lawsuit Investigation The White Law Group is investigating potential...

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Broker Investigations

Lyle Uyeda: Investor Lawsuit Investigation

Hawaii Financial Advisor Lyle Uyeda Barred After $1.45 Million in Client Loans The Financial Industry Regulatory Authority (FINRA) has...

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Broker Investigations

Jeffrey Arbeit Barred by FINRA: Investor Lawsuits 

Jeffrey Arbeit Barred from Securities Industry After Allegations of Private Securities Transactions The White Law Group is investigating...

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Broker Investigations

William King Merrill Lynch Lawsuits – Investigation into Investment Losses

William King Merrill Lynch Lawsuits – FINRA Suspension and Customer Losses Have you suffered investment losses with former Merrill Lynch...

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Broker Investigations

Edward Hill, LPL FINANCIAL, Investor Lawsuit Investigation

Investigating Claims – Edward Hill, LPL FINANCIAL The White Law Group is investigating potential securities claims involving Edward...

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