Broker-Dealer Overview
United Planners’ Financial Services of America: Complaints & Regulatory Actions
United Planners’ Financial Services of America Review The White Law Group reviews the regulatory history of United Planners’...
Canaccord Genuity – Regulatory History & Investigation
Canaccord Genuity – Regulatory History & Investigation The White Law Group continues to investigate the regulatory history of...
Charles Schwab and TD Ameritrade Lawsuits & Complaints
Charles Schwab and TD Ameritrade Lawsuits & Complaints: FINRA Panel Awards $3.8 Million to Investors A FINRA arbitration panel recently...
Avantax Investment Services Review: Regulatory Sanctions
Avantax Investment Services Review: Regulatory Sanctions and Broker Misconduct In a new regulatory action dated February 20, 2026,...
American Portfolios Financial Services: Customer Complaints, Regulatory Actions
American Portfolios Financial Services- Regulatory History Review The White Law Group is reviewing the regulatory history of American...
Avinesh Shankar, Pruco Securities Advisor: FINRA Complaint
Avinesh Shankar, Pruco Securities Advisor: FINRA Complaint Avinesh K. Shankar (CRD# 6232970), also known as Avinesh Shankar or Avinesh...
