Securities Fraud Articles
Voya Financial Advisors: Review of Complaints, Regulatory Actions
Voya Financial Advisors Complaints and Regulatory Actions – Updated 2025 The White Law Group reviews the increasing number of investor...
Discretionary Accounts: Does Your Broker Have Too Much Authority?
Typically, when investors hand control of their portfolios to a qualified professional, they hope for positive outcomes. However, how much...
Investor Alert: Unit Investment Trusts (UITs)
Investors often find UITs appealing. They’re simple. A UIT is also transparent while offering portfolio diversification. Unlike ETFs or...
Understanding Regulation Best Interest (Reg BI)
Understanding Regulation Best Interest (Reg BI): What It Means for You as a Retail Investor If you’re a retail investor working with...
Are there Depositions in FINRA Arbitration?
Understanding FINRA Rule 12510 on Depositions If you’re involved in a FINRA arbitration case, you may be wondering whether...
Crown Capital Securities: Broker Misconduct, Complaints
Crown Capital Securities LP – Broker Misconduct and Regulatory Review The White Law Group reviews the regulatory history of Crown Capital...
