Securities Fraud Articles
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William Joseph Boyle barred from industry
In May 2009, FINRA announced that William Joseph Boyle, a financial advisor for Citigroup and Legg Mason Wood Walker in Pennsylvania and...
Jordan Paul Zaro, formerly of Riverside Securities, Inc. in Chicago, Illinois, named as a respondent in a FINRA complaint.
In May 2009, FINRA announced that Jordan Paul Zaro, a financial advisor that worked at Riverside Securities, Inc. from 1991 through 2009,...
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Martin Dennis Ross suspended from FINRA.
In May 2009, FINRA Enforcement announced that Martin Dennis Ross had been named as a Respondent in a FINRA securities fraud complaint...
Michael Ross Berkoff suspended from FINRA
In May 2009, FINRA Enforcement announced that Michael Ross Berkoff had been suspended from FINRA for a period of 30 business days and fined...
