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Securities Fraud Articles

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Largest Independent Broker-Dealers

According to the Investment News, the following are the largest independent broker-dealers (ranked by reps producing over $100,000): Click...

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Blog, Securities Fraud Articles

FINRA fines Next Financial for Supervisory Failures

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered in Houston, Texas, $1 million for supervisory...

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Blog, Securities Fraud Articles

Recovery of Mutual Fund Investment Losses

If you have suffered investment losses in a mutual fund recommended to you by your financial advisor or stockbroker, The White Law Group...

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Blog, Securities Fraud Articles

Recovery of Ponzi Scheme Investment Losses

If you have suffered investment losses in a Ponzi scheme recommended to you by your financial advisor or stockbroker, The White Law Group...

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Blog, Securities Fraud Articles

FINRA Fines Firms For Overstating Trade Volume

In 2008, FINRA announced that it has fined 19 broker-dealers a total of $2.8 million for substantially overstating their advertised trade...

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Blog, Securities Fraud Articles

Recovery of Hedge Fund Investment Losses

If you have suffered investment losses in a hedge fund recommended to you by your financial advisor or stockbroker, The White Law Group may...

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