Securities Fraud Articles
Financial Professionals Misrepresenting Their Expertise?
Study Shows Many Financial Professionals Misrepresenting Their Expertise According to a recent study, it appears that many financial...
New FINRA Replacement Arbitrator Rule
Often times in FINRA arbitrations, one or more of the three arbitrators selected by the parties to resolve the dispute has to withdraw from...
Peregrine Financial Group sanctioned by NFA.
National Futures Association (NFA) recently announced that it has levied a fine of $700,000 against Peregrine Financial Group, Inc., a...
FINRA Arbitration Award Statistics
FINRA recently updated detailed statistics on its arbitration, mediation, and dispute resolution process. This information is publicly...
Largest Registered Investment Advisory Firms
Registered Investment Advisory firms (RIAs) are similar to financial advisors, but with different regulatory oversight and regulatory...
Recovery of Desert Capital Real Estate Investment Trust Investment Losses
Have you suffered investment losses in the Desert Capital REIT? If so, The White Law Group may be able to help. The White Law Group...
