Securities Fraud Articles
Stephen R Swensen Allegedly Defrauded Investors of $29 Million
SEC Charges Deceased Advisor Stephen Romney Swensen’s Estate with Alleged Ponzi Scheme According to a Litigation Release on Oct. 18,...
The White Law Group Files a Lawsuit against Arete Wealth
Arete Wealth Management Lawsuit Alleges High-risk Alternative Investment The White Law Group announces the filing of a FINRA arbitration...
FINRA warns Firms about Fraudulent Transfer of Accounts
FINRA is Alerting Firms about Automated Customer Account Transfer Service fraud According to a special notice issued by the Financial...
Raymond James to pay $500K for Failure to Supervise
Raymond James’ Rep Reportedly Imprisoned after Allegations of Stealing from Elderly Clients According to the Securities and Exchange...
Ex-Edward Jones Advisor Ronald Molo to pay $800K after Fraud Allegations
Advisor Ronald Molo Allegedly Stole $800K from 3 Clients According to a press release posted on October 7, 2022, the U.S. District Court...
Lion Street Financial and Triad Advisors Lawsuit Filed Today
Lion Street Financial and Triad Advisors Lawsuit Alleges High-risk Alternative Investments The White Law Group announces the filing of a...
