Securities Fraud Articles
More Bad News for UBS
According to the Wall Street Journal, UBS recently settled allegations client service associates, who provided sales support to UBS’s...
Former Broker Gurudeo Persaud Sentenced to 3 years in Prison
According to reports, former broker Gurudeo “Buddy” Persaud was sentenced to 3 years in prison for defrauding investors out of...
Recovery of Bond Unit Investment Trust Losses
The White Law Group is investigating the liability that brokerage firms may have for improperly selling municipal bond unit investment...
$10.7 million in restitution to REIT investors
According to reports, five brokerage firms agreed to pay an additional $10.7 million in restitution to investors who purchased non-traded...
Investigation into Broker Elliot Shifman
The White Law Group is investigating potential claims involving Elliott L. Shifman. According to the Securities and Exchange Commission...
