Securities Fraud Articles
Stifel Nicolaus and Century Securities fined by FINRA
FINRA recently announced that it has ordered two St. Louis-based broker-dealers – Stifel, Nicolaus & Company, Incorporated and...
Florida Broker Pleaded Guilty to 10 Year Long Investment Scheme
According to the U.S. Attorney’s Office for the Middle District of Florida, former Jacksonville broker, Anderson Scott Hall (aka Scott...
Illinois Secretary of State Suspends Broker Jeffrey Brian Meyer
Have you suffered losses as a result of your dealings with Jeffrey Brian Meyer? If so, The White Law Group may be able to help you recover...
Financial Advisor barred from securities industry
According to FINRA’s December 2013 Disciplinary Actions, Ramses Villela was recently barred from association with any FINRA member in any...
Former Metlife Securities Advisor, Martin John Maloney, barred from securities industry
According to FINRA’s December 2013 Disciplinary Actions, Martin John Maloney submitted a Letter of Acceptance, Waiver and Consent in...
David C. Key barred from securities industry
According to FINRA’s December 2013 Disciplinary Actions, David C. Key (CRD #5339149, Registered Principal, Baton Rouge, Louisiana)...
