Securities Fraud Articles
Robert Turner Barred after Allegations of Million-dollar Fraud
Robert Earl Turner, Jr., Waco, Texas, Barred from Securities Industry According to a Letter of Acceptance Waiver and Consent on January...
SEC Investigating RIAs over Crypto-Asset Custody
The SEC is Reportedly Investigating Registered Investment Advisors (RIAs) re Rules for Crypto-assset Custody The Securities and Exchange...
Anthony “Tony” Liddle Allegedly Defrauded 13 Advisory Clients
SEC Charges Anthony Liddle with Defrauding investors of $1.9 Million According to a litigation release on January 24, 2023, the...
Advisor Scott Fries Scheduled for Sentencing
Financial Advisor Scott Fries Allegedly Defrauded Investors The White Law Group continues to investigate potential securities claims...
McDermott Investment Services Lawsuit
The White Law Group Files a Lawsuit against McDermott Investment Services The White Law Group announces the filing of a FINRA arbitration...
SEC has Record year for Enforcement Actions in 2022
The Securities and Exchange Commission Collected more than $6.4 Billion in 2022 According to Financial Advisor IQ, the Securities and...
