Securities Fraud Articles
Lance B. Topol barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Lance B. Topol (CRD #5731836, Glen Cove, New York) submitted a Letter of...
Jay John Soojian barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Jay John Soojian (CRD #2768599, Wayne, New Jersey) submitted a Letter of...
Dennis Keith Karasik barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Dennis Keith Karasik (CRD #1227463, Reisterstown, Maryland) submitted a...
Douglas Eric Hampton barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Douglas Eric Hampton (CRD #2797816, Uniontown, Ohio) submitted a Letter...
Henry Xavier Carrillo barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Henry Xavier Carrillo (CRD #2871341, Woodridge, Illinois) submitted a...
Investigation into CNL Senior Housing V
The White Law Group is investigating the potential recovery of investment losses in CNL Senior Housing V. According to files with the...
