Securities Fraud Articles
FINRA files complaint against former UBS Broker.
The Financial Industry Regulatory Authority Inc. recently filed a complaint against a broker who allegedly took advantage of a client with...
LEAF Equipment Fund 4 Liquidity Event
Have you suffered losses investing in LEAF Equipment Fund 4? If so, the securities attorneys of The White Law Group may be able to help you...
Investigation involving Frederick E. Monroe Jr.
The White Law Group is investigating the alleged actions of Frederick E. Monroe Jr. Eric T. Schneiderman, the Attorney General of New York...
Arkansas Sues NY Advisor over Verso bond solicitation
According to the Arkansas Securities Commissioner, Niaz Elmazi (a New York resident who was registered with the Arkansas Securities...
Three Advisors suspended over relationship with Signal Point Asset Management
The White Law Group is investigating claims regarding John Wendland Handy Jr. (CRD #1580981, Madison, Wisconsin), Jonathan Craig Timson...
Broker Kristen Hawkins Sentenced to Prison
Did you suffer investment losses as a result of your dealings with Virginia broker Kristen Flynn Hawkins? If so, The White Law Group may be...
