Securities Fraud Articles
UBS Puerto Rico $34 Million Settlement with SEC & FINRA
The Securities and Exchange Commission settled charges against UBS Financial Services of Puerto Rico for failing to supervise former...
Former SMF Energy Officers Charged With Fraud
The Securities and Exchange Commision (SEC) recently filed charges against four former officers of SMF Energy Corp. for inflating the...
LPL Settles Claim With State Securities Regulators
State securities regulators reached an agreement with LPL Financial regarding the sale of non-traded RETs. According to FA-Mag, LPL agreed...
Recovery of Miasole Investments II, LLC Investment Losses
Have you suffered losses in Miasole Investments II LLC? If so, the securities attorneys of The White Law Group may be able to help you...
Garrett Andrew Ahrens Under Investigation
LPL Financial has parted ways with Garrett Andrew Ahrens and his firm Ahrens Investment Partners. Ahrens received notice of an...
