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Securities Fraud Articles

Robert J. Batchen

Current Investigations, Securities Fraud Articles

November 1, 2016

Robert J. Batchen Investigation

Robert J. Batchen Suspended from Securities Industry According to FINRA, Robert J. Batchen (CRD# 2106288, Skokie, IL) was recently...

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Blog, Securities Fraud Articles

November 1, 2016

Investor Alert: What are Master Limited Partnerships?

The Securities and Exchange Commission’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help investors...

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Blog, Securities Fraud Articles

November 1, 2016

Investor Alert: What’s the difference between Stop and Stop Limit Orders?

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about the difference...

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Investment Scams

Blog, Current Investigations, Securities Fraud Articles

October 31, 2016

Investor Alert: Investment Scams Related to Hurricane Matthew

Investment Losses with Investment Scams The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to help...

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Current Investigations, Securities Fraud Articles

October 27, 2016

Brian M. Berger Faces Federal Charges

According to reports, South Florida financial adviser, Brian M. Berger, 39, is facing federal charges that he defrauded more than $370,000...

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Blog, Current Investigations, Securities Fraud Articles

October 27, 2016

UDF IV Tender Offer $1.00 per Share

UDF IV Investment Losses On October 24, 2016, the board of trustees of United Development Funding IV (UDF IV) announced that it has no...

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