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Securities Fraud Articles

Investment Loss Recovery, Securities Fraud Articles

Emerson Equity LLC: Investor Dispute 

The White Law Group Files a Claim against Emerson Equity LLC for Investment Losses The White Law Group announces the filing of a FINRA...

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Securities Fraud Articles

Triad Advisors: Investor Dispute 

The White Law Group Files a Claim against Triad Advisors Alleging High Risk Investment  The White Law Group announces the filing of a...

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Securities Fraud Articles

FINRA’s Guidelines on Artificial Intelligence (AI)

FINRA’s Guidelines on AI, FINRA Updates Guidance on ChatBots, Communications   Artificial intelligence (AI) technology is...

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FINRA SEC Sanctions, Securities Fraud Articles

Arive Capital Markets Sanctioned for Supervisory Failures  

Arive Capital Markets Sanctioned for Supervisory Failures Arive Capital Markets, a registered brokerage firm, reportedly settled with...

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Blog, Broker Investigations, Current Investigations, Securities Fraud Articles

Eddy Blizzard Sentenced for Stealing $1M+ from Client

Ex-Suntrust Advisor Eddy Blizzard Sentenced to Prison Eddy Ray Blizzard, a Maryland financial advisor, was reportedly sentenced to 42...

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Broker Investigations, Securities Fraud Articles

Alexandria Bovee, Edward Jones, Barred by FINRA 

FINRA Investigates Alexandria Bovee’s involvement in Alleged Ponzi Scheme A former Edward Jones broker in Sumter, South Carolina,...

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