Top-Rated Securities Fraud Lawyers | Trusted Investor Advocacy

Securities Fraud Articles

Blog, Current Investigations, Securities Fraud Articles

James Kolf Barred from the Securities Industry

According to FINRA, James Paul Kolf (CRD #1015682, Sauk City, Wisconsin) submitted an AWC in which he was barred from association with any...

Read More →

Blog, Current Investigations, Securities Fraud Articles

Robert Estevez Suspended from the Securities Industry

According to reports, Robert Estevez (CRD #3161419, Greenwich, Connecticut) submitted an AWC in which he was fined $20,000 and suspended...

Read More →

Blog, Securities Fraud Articles

PIMCO to Pay $20 Million

PIMCO will pay nearly $20 million to settle charges that it misled investors concerning the performance of PIMCO’s Total Return ETF...

Read More →

Blog, Current Investigations, Securities Fraud Articles

Roger S. Zullo and LPL Financial Annuity Investigation

Investment Losses with Roger S. Zullo Have you suffered losses as a result of an annuity you purchased thorough LPL Financial and its...

Read More →

Blog, Current Investigations, Securities Fraud Articles

Investor Alert: Viatical Settlements

The White Law Group is investigating the liability that brokerage firms may have for recommending viatical settlements through such...

Read More →

Blog, Current Investigations, Securities Fraud Articles

Concerned about Investment Losses with Dennis Van Patter and VSR Financial?

Recovery of Investment Losses with Dennis Van Patter Are you concerned about your losses investing with VSR Financial Advisor Dennis Van...

Read More →