Securities Fraud Articles
Stephen S. Eubanks and Massachusetts Ponzi Scheme
Former Advisor Stephen S. Eubanks Sentenced to Prison- update May 24, 2019 On Tuesday in U.S. District Court, Stephen S. Eubanks, of...
Former Broker Gerald Cocuzzo Sentenced to 18 Months Prison
Gerald Cocuzzo Sentenced in ForceField Energy Market Manipulation Scheme Former broker Gerald Cocuzzo, who pleaded guilty to securities...
FINRA Bars Clay E. Hoffman from the Securities Industry
FINRA June 2017 Disciplinary Report According to the Financial Industry Regulatory Authority, Clay E. Hoffman (CRD #4371162, Brunswick,...
FSC Securities Corporation Censured and Fined
FINRA Fines FSC Securities Corporation for Compliance Issues FSC Securities Corporation (CRD #7461, Atlanta, Georgia) submitted an AWC in...
FINRA Bars Gregg Templeton from the Securities Industry
FINRA June 2017 Disciplinary Report According to FINRA, Gregg Templeton (CRD #2412775, New York, New York) submitted an AWC in which he...
Fitch downgrades Puerto Rico COFINA bonds to D
COFINA Bonds Investment Losses Did you lose money investing in Puerto Rico COFINA Bonds at the recommendation of your broker? If so, the...
