Securities Fraud Articles
David Ferwerda Barred from Securities Industry
David Ferwerda – Signator Investors – Grand Rapids, Michigan According to the Financial Industry Regulatory Authority (FINRA), the...
William Hightower Indicted on 13 Counts of Fraud & Money Laundering
William Hightower – Hightower Capital Group – Investigation According to a press announcement on October 11, 2018, former financial...
Jim Flynn Broker Investigation | Update Sept. 27, 2019
Jim Flynn – James Travis Flynn – Greenville, SC – Barred from Securities Industry Are you concerned about your investments...
Stephen Allen Murray Barred from Securities Industry
Stephen Allen Murray – Raymond James & Associates – Palm Beach Gardens, FL According to the Financial Industry Regulatory...
Dawn Bennett Fraud | $20 Million Ponzi Scheme, 20 Years Prison
Update August 1, 2019 – Dawn Bennett Conviction- 20 Year Prison Sentence Have you suffered losses investing with financial advisor...
Wells Fargo Sued for Allegedly Churning Life Insurance Contracts
Family claims Wells Fargo Breached Fiduciary Duty According to reports, Sherry Webber and her farm-owning family filed a lawsuit in federal...
