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Securities Fraud Articles

Blog, Securities Fraud Articles

 Ex-CEO Gets 25 Years For $1.3B Woodbridge Ponzi Scheme

Robert H. Shapiro, Woodbridge former CEO, reportedly sentenced to 25 Years in Prison. According to reports yesterday, former Woodbridge...

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Current Investigations, Securities Fraud Articles

Eric A. Hesse Broker Investigation

Financial Advisor Eric A. Hesse, Citigroup Global Markets in Chicago, IL Are you concerned about investments with Eric A. Hesse in Chicago,...

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Current Investigations, Securities Fraud Articles

Clay G. Erickson Broker Investigation

Financial Advisor Clay G. Erickson, Hornor, Townsend & Kent in Salt Lake City, Utah Are you concerned about investments with Clay G....

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Current Investigations, Securities Fraud Articles

Dale E. Wright Broker Investigation

Financial Advisor Dale E. Wright, Cambridge Investment Research in Henrico, VA Are you concerned about your investments with Dale E. Wright...

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Current Investigations, Securities Fraud Articles

UBS YES Strategy Lawsuits

Did you lose money in the UBS YES Strategy at the recommendation of your financial advisor? Have you suffered losses investing in UBS YES...

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Blog, Securities Fraud Articles

Financial Advisors Duties:  Suitability & Tax Consequences

Does a financial advisor have to factor in taxes when making a recommendation? Before recommending an investment, financial advisors are...

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