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Current Investigations

Sven B. Karlen Suspended from the Securities Industry

According to FINRA, Sven B. Karlen, JR. (CRD# 264416, Lebanon, OH) has been suspended from the securities industry. Without admitting or...

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Blog, Current Investigations

Cypress Equipment Fund Investment Losses

Investigation of Cypress Equipment Fund Are you concerned about investment losses in a Cypress Equipment Fund private placement...

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Blog, Current Investigations

First Capital Real Estate Trust, More Bad News

According to reports, First Capital Real Estate Trust, formerly known as United Realty Capital Trust, has missed filing financial...

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Blog, Current Investigations, Securities Fraud Articles

NY Broker Solicits Teachers in Risky Variable Annuities

According to an article in the New York Times, Walter Marino of Benjamin Securities, Inc. allegedly solicited teachers to invest in high...

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Blog, Current Investigations

VelocityShares Investment Losses

Are you concerned about your investment losses in the VelocityShares Daily 3x Long Crude ETN or Velocity Shares Daily 3X Inverse Crude Oil...

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Blog, Current Investigations

SEC Charges Payson Petroleum Brothers with Fraud

Investment Losses in Payson Petroleum Did you suffer losses investing in a Payson Petroleum private placement offering?  If so, The White...

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