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Current Investigations

iShares MSCI Russia Capped ETF (ERUS) Investment Losses

Investigating Potential Claims Involving iShares MSCI Russia Capped ETF (ERUS) Have you suffered losses investing in iShares MSCI Russia...

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Blog, Current Investigations

Merrill Lynch, Pierce, Fenner & Smith Censured and Fined

FINRA Fines Merrill Lynch, Pierce, Fenner & Smith for Compliance Issues Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD...

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Blog, Current Investigations, Securities Fraud Articles

FSC Securities Corporation Censured and Fined

FINRA Fines FSC Securities Corporation for Compliance Issues FSC Securities Corporation (CRD #7461, Atlanta, Georgia) submitted an AWC in...

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Blog, Current Investigations, Securities Fraud Articles

FINRA Bars Gregg Templeton from the Securities Industry

FINRA June 2017 Disciplinary Report According to FINRA, Gregg Templeton (CRD #2412775, New York, New York) submitted an AWC in which he...

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Current Investigations

Behringer Harvard Opportunity REIT II Secondary Market Sales

Concerned about investment losses in Behringer Harvard Opportunity REIT II? Did you lose money investing in Behringer Harvard Opportunity...

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Blog, Current Investigations, Securities Fraud Articles

Fitch downgrades Puerto Rico COFINA bonds to D

COFINA Bonds Investment Losses Did you lose money investing in Puerto Rico COFINA Bonds at the recommendation of your broker? If so, the...

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