Blog
ARC New York City REIT Responds to Dissenting Investors
Company Dismisses Claims of Dissident Investor Cover Partners III ARC New York City REIT is a non-traded real estate investment trust...
Investment News: Client wins $433,000 through FINRA arbitration claim..
Growing problem: Unpaid Arbitration Awards According to an article in Investment News, unpaid arbitration awards are a growing problem. The...
Anthony Diaz Permanently Barred from Securities Industry
Scotrun, PA ex-broker barred by FINRA, NJ Bureau of Securities and PA Bureau of Securities According to FINRA, Anthony Diaz (Scotrun, PA...
Wall Street V. Main Street Podcast – Episode 12
Choosing a Financial Advisor In this episode, Mr. White discusses how to choose a financial advisor. If you have questions about your...
FINRA Fines Wells Fargo Securities $3.2 Million for Reporting Issues
Wells Fargo Securities Censured & Fined for Supervisory Issues According to FINRA, on June 21, 2017, Wells Fargo Securities, LLC (CRD...
Michigan Charges Ernest Romer III with Fraudulent Conduct
FINRA Bars Ernest Romer III from Securities Industry According to reports, on August 16, 2017, Michigan’s Department of Licensing and...
