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LPL to Pay $26 Million for Failure to Supervise

LPL Financial Settles Charges with State Regulators According to a press announcement, LPL Financial has agreed to pay up to $26 million to...

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Current Investigations, Securities Fraud Articles

Former Ameriprise Advisor James Knee Indicted

James Knee charged with Theft, Financial Exploitation of the Elderly According to an article posted on wmur.com, former financial advisor...

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Current Investigations

Loomis Sayles Senior Floating Rate & Fixed Income Fund

Securities Investigation- Loomis Sayles Senior Floating Rate & Fixed Income Fund Are you concerned about your investment in Loomis...

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Blog, Current Investigations

Inventergy Inc. – Investigating Potential Claims

Inventergy Inc. – Securities Investigation Are you concerned about your investment in Inventergy Inc.? If so, the securities attorneys at...

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Blog, Current Investigations

NovaBay Pharmaceuticals Inc. – Investigating Potential Claims

Securities Investigation- NovaBay Pharmaceuticals Inc. Are you concerned about your investment in NovaBay Pharmaceuticals Inc.? If so, the...

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Current Investigations

Bay Area Regional Medical Center LLC – Investigating Potential Claims

Securities Investigation – Bay Area Regional Medical Center LLC Are you concerned about your investment in Bay Area Regional Medical...

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