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Blog, Current Investigations, Securities Fraud Articles

Breitling Oil & Gas – Update on Investigation

Breitling Oil & Gas – Christopher Faulkner – Securities Fraud Investigation Have you suffered losses investing in Breitling Oil...

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Pengrowth Energy Corp. – Securities Investigation

Investigating Claims – Pengrowth Energy Corp. Are you concerned about your investment in Pengrowth Energy Corp.? If so, the...

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Blog, Current Investigations, Securities Fraud Articles

David Ferwerda Barred from Securities Industry

David Ferwerda – Signator Investors – Grand Rapids, Michigan According to the Financial Industry Regulatory Authority (FINRA), the...

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Blog, Current Investigations

FINRA Fines LPL Financial $2.75 Million

FINRA Sanctions LPL for Complaint Reporting Violations and AML Program Failures According to the Financial Industry Regulatory Authority...

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Blog, Current Investigations

Bruce Plyer Barred from Securities Industry

Bruce Plyer – Morgan Stanley – Florham Park, New Jersey According to the Financial Industry Regulatory Authority (FINRA), the regulator...

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Blog, Current Investigations

Wheeler Real Estate Investment Trust Investigation

Investigating Potential Claims involving Wheeler Real Estate Investment Trust Are you concerned about your investment in Wheeler Real...

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