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Blog, Current Investigations

Michael Bastardi | Broker Investigation

FINRA Bars Michael Bastardi, Former Securities America Financial Advisor Are you concerned about investments with former financial advisor...

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Blog, Current Investigations

Herbert Hafen Broker Investigation 

Herbert Hafen, Morgan Stanley – Allegedly Barred from Securities Industry Have you suffered losses investing with former financial...

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Hilltop Energy Files Chapter 11 Bankruptcy

Hilltop Energy – Cubic Energy – Securities Investigation According to reports earlier this month, Hilltop Energy LLC, a Texas oil and...

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Blog, Current Investigations

Gregory Alan Levine | Broker Investigation

Gregory Alan Levine (Greg Alan Levine) – First Allied Securities – Fort Lauderdale, FL Have you suffered investment losses with...

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Robert Kenneth Lindell Jr. | Broker Investigation

SEC Bars Robert Kenneth Lindell Jr. after Reported Criminal Conviction Have you suffered losses investing with former financial advisor...

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Fallcatcher Inc. | SEC Charges & Asset Freeze

Fallcatcher Inc. – Securities Investigation According to a press announcement last week, on May 22, 2019 the Securities and...

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