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Current Investigations

Peter E. Cunningham Broker Investigation

Peter E. Cunningham, StockCross Financial Services Reportedly Fined $225,000 over UITs According to a consent order,the Massachusetts...

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Blog, Current Investigations, Securities Fraud Articles

Elias “Bert” Hafen Broker Investigation

Elias Herbert Hafen (Bert Hafen), Morgan Stanley, Reportedly Pleads Guilty to Alleged Fraud Scheme Did you suffer losses investing with...

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Broker Investigations, Current Investigations

Jody B. Bowers Broker Investigation

Financial Advisor Jody B. Bowers, Lowell & Co. in Abilene, Texas Are you concerned about investments with Jody B. Bowers in Abilene,...

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Blog, Broker Investigations

Stefan Pastor Broker Investigation

Broker Stefan Pastor, Raymond James, Fort Lauderdale, FL Are you concerned about investments with Stefan Pastor in Fort Lauderdale, FL? If...

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Securities Fraud Articles

Independent Financial Group Lawsuit

FINRA Lawsuit Filed Against Independent Financial Group over Investment Losses The White Law Group announces the filing of a FINRA...

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Current Investigations

Gerald Lee Brodsky Broker Investigation

Gerald Lee Brodsky, Dinosaur Financial Group – New York, NY Are you concerned about your investments with Gerald Lee Brodsky in New York,...

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