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Blog, Current Investigations

JW Cole Financial Inc. Sanctioned for Sales of LJM Fund

FINRA Censures and Fines JW Cole Financial Inc. for Supervisory Issues The White Law Group is investigating potential securities claims...

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Blog, Current Investigations

Securities America, Inc. Sanctioned for Sales of LJM Fund

FINRA Censures and Fines Securities America Inc. for Supervisory Issues The White Law Group is investigating potential securities claims...

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Blog, Current Investigations

Beltline Senior Care Center Holdings LLC Securities Investigation

Did your broker recommend an investment in Beltline Senior Care Center Holdings LLC? The White Law Group is investigating potential...

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Blog, Current Investigations

Lightstone REIT-Secondary Price Suggests Losses

Lightstone Changes Name, Limits Redemptions to “Death or Hardship” The White Law Group continues to investigate FINRA arbitration...

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Blog, Current Investigations

Ex-Newbridge Broker Marshall Isaacson Lawsuit Investigation Update

FINRA Reportedly Bars Advisor Marshall Isaacson after Allegations of Unsuitable Investment Recommendations The White Law Group continues to...

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Blog, Broker Investigations

Jeffrey Fladell, RBC Capital Markets, Suspended from Securities Industry

Jeffrey Fladell Reportedly Suspended for Allegations of Unsuitable Recommendations involving 100 year old Customer According to the...

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