Blog
D.H. Hill Securities Sanctioned for Private Placement Sales
FINRA Censures & Fines D. H. Hill Securities According to the Financial Industry Regulatory Authority (FINRA) on July 22, the regulator...
Laidlaw & Co. to pay $1.5 Million for Supervisory Failures
FINRA reportedly Sanctions Laidlaw & Rep for Potential Market Manipulation Red Flags According to the Financial Industry Regulatory...
First Capital REIT CEO to Pay $7 million for Alleged Fraud Charges
SEC Obtains $7 Million Final Judgment and Bars First Capital REIT CEO from the Securities Industry The White Law Group continues to...
U.S. Congress Investigates Multibillion-dollar ‘Clean Coal’ Tax Credit
U.S. Congress Investigates Multibillion-dollar ‘Clean Coal’ Tax Credit In March the U.S. Congress reportedly launched an...
Wilson-Davis Co. Inc. to pay $500,000 for Supervisory Failures
FINRA Sanctions Wilson-Davis Co. Inc. for Failure Supervise The White Law Group is investigating potential securities claims involving...
UBS hit with $8 Million for Unsuitable Sales of VXX Fund
Did you lose money investing in iPath S&P 500 VIX Short-Term Futures ETN (VXX)? UBS hit with $8 Million for Unsuitable Sales of VXX...
