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FINRA Lawsuit filed against Stifel, Nicolaus & Company, Inc.Â
The White Law Group announces the filing of a FINRA Lawsuit against Stifel, Nicolaus & Company, Inc. The White Law Group announces...
Mass. Securities Regulator Investigates Firms on Interest Rates
Mass. Regulator inquires if Merrill Lynch, LPL Financial, and others are raising rates. According to numerous reports, Massachusetts...
Paul Koch Barred from Securities Industry Â
FINRA Investigation Alleges Broker Paul Koch Recommended Risky, Unsuitable Investments  According to a Letter of Acceptance Waiver and...
Advisor Scott Fries Settles Fraud Charges with SECÂ Â
SEC Alleges Scott Allen Fries Defrauded at least Ten Investors  The White Law Group is investigating potential securities claims...
Cell Point LLC Reportedly Charged with $10 Million Fraud
SEC reportedly charges Cell Point LLC, Colorado Biopharma Company According to a litigation release, on February 14, 2022, the United...
Mario Rivero Jr. Reportedly Charged with Stealing from ClientsÂ
Mario Rivero Jr., New Jersey Financial Advisor Allegedly Steals $529,870 from Clients According to an article in Financial Advisor IQ...
