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Blog, Current Investigations

FINRA Sanctions Capital Investment Group Inc. for Unsuitable GPB Sales    

FINRA Censures and Fines Capital Investment Group Inc. for Unsuitable GPB Funds Sales     According to The Financial Industry...

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Blog, Current Investigations, Securities Fraud Articles

MLS Fined for Failure to Supervise Broker Charles Evan

Mass. Securities Regulators Reportedly Fine MLS $250,000 for Failure to Supervise Broker Charles J. Evan   According to a consent order...

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Blog, Securities Fraud Articles

The White Law Group Files Lawsuit against Essex and Infinex

Essex National Securities Inc. and Infinex Investments Inc. are Allegedly Responsible For Losses In High-risk Alternative Investment,...

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Blog, Current Investigations

Investor Alert: Citigroup’s Structures Notes Linked NVIDIA Corp. 

Securities Investigation: Citigroup Autocallable Contingent Coupon Equity Linked Securities Linked to NVIDIA Corp.   Have you suffered...

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Blog, Current Investigations

Securities Investigation: Citigroup’s Structured Notes

Investor Lawsuits: Citigroup’s Autocallable Contingent Coupon Equity Linked to the Worst Performing of Apple Inc., NIKE, Inc., The Walt...

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Blog, Current Investigations

Citigroup Notes Linked to Worst Performing of Alphabet Inc., Amazon.com

Shareholders in Citigroup Autocallable Contingent Coupon Equity Linked Securities Linked to the Worst Performing of Alphabet Inc. and...

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