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Blog, Current Investigations, Securities Fraud Articles

Hugh O. Barndollar III, Crown Capital, Allegedly “Sold Away” from Firm 

FINRA Reportedly Suspends Hugh “Hobby” Barndollar for Two Years after allegations of unapproved securities transactions   According to...

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Blog, Current Investigations, Securities Fraud Articles

GWG Holdings Executives Resign following Internal Review 

Update on GWG Holdings Investigation: Lawsuits to Recover Investment Losses  According to reports this week, two executives of GWG...

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Blog, Current Investigations

MCMP Fuels Trading II LLC, Securities Investigation 

MCMP Fuels Trading II LLC, Investigating Potential Claims  The White Law Group is investigating potential securities claims involving...

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Blog, Current Investigations

Infinity Q Alpha Mutual Fund Settles Charges

SEC Orders Infinity Q Diversified Alpha Mutual Fund to Return Funds to Harmed Investors  According to a litigation release posted on...

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Blog, Current Investigations

G & P Acquisition Corp Delisted for “Abnormally Low” Price Levels  

SPAC G&P Acquisition Corp (GAPA) Delisted for “Abnormally Low” price levels   According to Investment News on Nov. 8, G&P...

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Blog, Current Investigations, Securities Fraud Articles

FINRA Sanctions Wedbush Securities for Regulatory Failures 

Wedbush Securities to pay $850,000 after Allegations of Misrepresentations, Supervisory Failures   According to a Letter of Acceptance...

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