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Broker Investigations, Current Investigations

Randall Skrabonja Allegedly Fired for Selling Away  

FINRA Bars Advisor Randall Skrabonja after Allegations of Selling Away without Firm Approval     On June 26, 2023, the Financial...

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Investment Loss Recovery

The Dominion – Conroe, TX, DST Investigation

Investigating Potential Claims involving Griffin Capital’s The Dominion – Conroe, TX, DST The White Law Group is investigating...

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Investment Loss Recovery

CX Retreat at the Park, DST: Securities Investigation

Investigating Claims: CX Retreat at the Park, DST The White Law Group is investigating potential securities claims involving broker dealers...

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Podcasts

Money Matters: How to Fix and Avoid Fraud Podcast

Podcast: How to Fix and Avoid Fraud with Guest D. Daxton White Fred Saide of Money Matters USA interviews Dax White,  Managing Partner...

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Blog, Securities Fraud Articles

Pump and Dump Schemes 

Protecting Yourself from Investment Fraud – Pump and Dump Schemes  Pump and dump schemes continue to be a significant concern for...

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Blog, FINRA SEC Sanctions

PIMCO to Pay $9 Million for Fund Violations  

SEC Charges PIMCO with Disclosure and Policy Violations   The Securities and Exchange Commission reportedly charged registered...

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