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Akinfolarin Sessi, Edward Jones, Barred by FINRA
Akinfolarin Sessi Barred after Allegations of Outside Business Activities According to public records, on November 18, 2024, The Financial...
Ahmad “Ed” Maklouf, Spartan Capital, Complaints
FINRA Bars Ahmad “Ed” Maklouf after Allegations of Misrepresentation and Selling Away According to public records, on November 19,...
Lightstone Value Plus REIT II Lawsuit
Lightstone Value Plus REIT II – Securities Investigation If your financial advisor unsuitably recommended investing in Lightstone Value...
FINRA Proposes Fee Increase for Member Firms
FINRA Proposes Fee Increase for Member Firms The Financial Industry Regulatory Authority (FINRA), the self- regulator who oversees brokers...
Maria De Los Angeles Leon Allegedly Misappropriated Funds
FINRA Bars Former PNC Advisor Maria De Los Angeles Leon for Allegedly Misappropriating Funds According to public records, The Financial...
Vanguard Settles Class Action Lawsuit for $40 Million
Vanguard Group Agrees to Settle Suit over Target Date Funds Vanguard Group has reportedly agreed to a $40 million settlement to resolve a...
