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Investment News: SIFMA, FINRA Clash Over Deadbeat Brokers

The Securities Industry and Financial Markets Association wants Finra to crack down on deadbeat brokers who have failed to pay back promissory notes…

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Blog, Securities Fraud Articles

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Behringer Harvard Opportunity REIT I Investment Losses

According to a recent article from investmentnews.com, investors in the nontraded Behringer Harvard Opportunity REIT I were informed at the...

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Blog, Securities Fraud Articles

Behringer Harvard Opportunity REIT I Estimated Value Down to $4.12

It is now being reported that the Behringer Harvard Opportunity REIT I has lost 46% of its value since last year (down to $4.12/share from...

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Blog, Securities Fraud Articles

List of REITs Available

With the collapse of the real estate market over the last few years it is not surprising that many of the securities fraud cases we see...

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Blog, Securities Fraud Articles

Raymond James Acquires Morgan Keegan

It is being reported that Raymond James Financial, Inc. has agreed to acquire Morgan Keegan & Company. According to the reports, the...

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Blog, Securities Fraud Articles

SEC Sustains Disciplinary Action Against World Trade Financial Corp.

The Commission sustained FINRA disciplinary action against World Trade Financial Corp., a FINRA member firm, and three associated persons:...

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