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Blog, Securities Fraud Articles

November 26, 2013

FINRA barred 16 Brokers through High Risk Broker program

According to Investment News, the Financial Industry Regulatory Authority (FINRA) has barred 16 brokers from the industry through their...

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Blog, Securities Fraud Articles

November 26, 2013

Vero Beach Securities Fraud Attorney

Have you been defrauded by your stockbroker or financial professional?  If so, the securities attorneys of The White Law Group may be able...

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Blog, Securities Fraud Articles

November 25, 2013

Alternative Recovery Options for Richard Schwartz Investment Losses

Have you suffered losses as a result of investing with Richard Schwartz of RAS Associates? If so, the securities attorneys of The White Law...

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Blog, Securities Fraud Articles

November 22, 2013

FINRA Improves BrokerCheck

On November 12, 2013 the Financial Industry Regulatory Authority (FINRA) launched its new enhanced version of BrokerCheck, an online tool...

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Blog, Securities Fraud Articles

November 20, 2013

Overview of Securities Regulators

Securities regulation is intended to protect all participates in the securities market. This includes investors as well as financial...

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Blog, Securities Fraud Articles

November 11, 2013

New Jersey Broker Defrauds $1.3M from Elderly Parents

According to Financial Advisor Magazine, former Lincoln Financial Advisors broker, Hugh R. Hunsinger, Jr., was sentenced to 5 years in...

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