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Blog, Securities Fraud

Top 10 Myths regarding Ponzi Schemes

Myth 1- Ponzi schemes are pyramid-type frauds that involve “robbing Peter to pay Paul,” including those that begin when...

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Blog, Securities Fraud

Fraud alert: Investment fraud complaints rising

As reported by Richard Burnett of the Orlando Sentinel, investment fraud is rising in Florida with complaints about suspicious practices...

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Blog, Securities Fraud

New Investor Asset Custody Rules Proposed

The SEC approved the issuance of new rules to stregthen the investment advisor custody requirements. In remarks at the open meeting,...

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Blog, Securities Fraud

Activity Letter from my Brokerage Firm: What does it mean?

Why did my Brokerage Firm send me this letter? If you have ever received a letter from your brokerage firm regarding the trading, or...

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Blog, Securities Fraud

List of Law Directories

Here is a list of law specific directories we have submitted our firm’s details to: Complete Attorney List Directory Law Offices of...

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Blog, Securities Fraud

Recent Changes to the FINRA Code of Arbitration

The Securities and Exchange Commission (SEC) has recently approved several amendments to the Financial Industry Regulatory Authority...

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