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Blog, Securities Fraud Articles

Jamie Patrick Lake, formerly of Questar Capital Corporation in Scranton, Pennsylvania, barred from FINRA for various securities violations.

Jamie Patrick Lake, formerly of Questar Capital Corporation in Scranton, Pennsylvania, barred from FINRA. Without admitting or denying the...

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Blog, Securities Fraud Articles

Matthew D. Weitzman, formerly of AFW Wealth Advisors, investigated by SEC.

On August 19, 2009, the Securities and Exchange Commission issued an Order Instituting Administrative Proceedings Pursuant to Section...

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Blog, Securities Fraud Articles

Michael A. Atkins barred from securities industry.

On August 19, the Securities and Exchange Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of...

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Blog, Securities Fraud Articles

Marc Steven Broder barred from FINRA

According to FINRA, Marc Steven Broder was recently barred from FINRA and from associating with any FINRA member firm. The sanction was...

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Blog, Securities Fraud Articles

Edward Dee Basham barred from FINRA.

According to FINRA, Edward Dee Basham was recently barred from FINRA and from associating with any FINRA member firm.  The sanction was...

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Blog, Securities Fraud Articles

Terrence Thomas Alexander barred from FINRA

According to FINRA, Terrence Thomas Alexander was recently barred from FINRA and from associating with any FINRA member firm. The sanction...

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