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Blog, Securities Fraud Articles

UBS Securities to Pay $50 Million

On August 6, 2013, UBS Securities agreed to pay nearly $50 million to settle charges with the Securities and Exchange Commission (SEC). The...

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Blog, Securities Fraud Articles

The Bad News for Investors in the TNP Notes Program Keeps Piling Up

According to a report in Investment News, FINRA has recently filed a complaint against noted real estate investor Tony Thompson, alleging...

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Blog, Securities Fraud Articles

Recovery of Three Resource Square TIC Investment Losses

The White Law Group is investigating the liability that broker-dealers may have for recommending the Three Resources Square TIC. According...

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Blog, Securities Fraud Articles

FINRA Fines Oppenheimer & Co

On August 5, 2012 the Financial Industry Regulatory Authority (FINRA) announced that Oppenheimer & Co has been fined $1,425,000 for...

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Blog, Securities Fraud Articles

David F. Mickelson Securities Fraud Investigation

Have you suffered losses as a result of your dealings with David F. Mickelson? If so the White Law Group may be able to help you recovery...

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Blog, Securities Fraud Articles

Recovery of UBS Carlyle Funds Losses

The White Law Group is investigating the liability that brokerage firms may have for inappropriately recommending the UBS Carlyle Funds....

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