Blog
UBS Securities to Pay $50 Million
On August 6, 2013, UBS Securities agreed to pay nearly $50 million to settle charges with the Securities and Exchange Commission (SEC). The...
Recovery of Three Resource Square TIC Investment Losses
The White Law Group is investigating the liability that broker-dealers may have for recommending the Three Resources Square TIC. According...
FINRA Fines Oppenheimer & Co
On August 5, 2012 the Financial Industry Regulatory Authority (FINRA) announced that Oppenheimer & Co has been fined $1,425,000 for...
David F. Mickelson Securities Fraud Investigation
Have you suffered losses as a result of your dealings with David F. Mickelson? If so the White Law Group may be able to help you recovery...
Recovery of UBS Carlyle Funds Losses
The White Law Group is investigating the liability that brokerage firms may have for inappropriately recommending the UBS Carlyle Funds....