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Blog, Securities Fraud Articles

June 18, 2014

Michael Thomas Lombardo barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Michael Thomas Lombardo (CRD #4091665, Stamford, Connecticut) recently submitted a...

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Blog, Securities Fraud Articles

June 18, 2014

James O’Neal Lampier barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Jason O’Neal Lampier (CRD #5343593, Murphy, Texas) recently submitted an Offer of...

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Blog, Securities Fraud Articles

June 18, 2014

Eduardo Guillermo Diaz barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Eduardo Guillermo Diaz (CRD #1621873, Ocean Springs, Mississippi) recently submitted...

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Blog, Securities Fraud Articles

June 18, 2014

Christopher Somes Babcock barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Christopher Somes Babcock (CRD #5004907, Wayne, Pennsylvania) recently submitted a...

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Blog, Securities Fraud Articles

June 18, 2014

3 Firms fined for providing inaccurate information about trades

The Financial Industry Regulatory Authority (FINRA) recently announced it has censured and fined Barclays Capital Inc.; Goldman, Sachs...

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Blog, Securities Fraud Articles

June 16, 2014

Broker Arrested for Wire Fraud

Have you suffered losses on investments made through former broker Patricia S. Miller? If so, The White Law Group may be able to help you...

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