FINRA SEC Sanctions
Joseph Eisler: Lawsuits Investigation
Former Morgan Stanley Broker Joseph Eisler Barred after Allegations According to a Letter of acceptance on April 11th, 2025, financial...
Thurston Springer Financial Fined by FINRA
Thurston Springer Financial Supervisory Failures Thurston Springer Financial, a full-service broker-dealer based in Indianapolis, has...
Michael Dugan, Spartan Capital: Investor Lawsuits
Michael Dugan – Spartan Capital- Suspended after Excessive Trading Allegations According to public records on April 1st, 2025,...
Jesus Rodriguez Investor Lawsuits
Former Advisor Jesus Rodriguez Sentenced to 12 Years for Multi-Million Dollar Fraud Scheme The White Law Group continues to investigate...
Keith Baron: Investor Lawsuits
Keith Baron Lawsuit Investigation Update The White Law Group is investigating potential lawsuits involving financial advisor Keith Baron....
Concourse Financial Group (Proequities Inc.) Regulatory History Overview
The White Law Group reviews the regulatory history of Concourse Financial Group (formerly known as Proequities Inc.). Concourse...
