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Current Investigations

Blog, Current Investigations

Securities Investigation: RHP Development LLC   

Investor Alert: RHP Development LLC   Are you concerned about your investment in RHP Development LLC? If so, the securities attorneys at...

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Blog, Current Investigations

Fox River TEI Equities LLC, Investigating Potential Claims 

Concerned about your investment in Fox River TEI Equities LLC?  The White Law Group is investigating potential claims involving broker...

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Blog, Current Investigations

GAO calls for FINRA Oversight Changes to Protect Investors 

The Government Accountability Office (GAO) has called on the Securities and Exchange Commission (SEC) to make oversight changes to...

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Blog, Current Investigations

McDermott Investment Advisors held Liable

SEC Charged McDermott Investment Advisors with ‘double-dipping’ with advisory fees, transactional costs  According to...

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Blog, Current Investigations, Securities Fraud Articles

Financial Advisor Eric Hollifield reportedly faces Fraud Charges 

 SEC Reportedly Charges Ex- LPL Advisor Eric Hollifield with $1.7 M Fraud   According to a litigation release on July 1, the SEC has...

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Blog, Current Investigations, Securities Fraud Articles

UBS Settles Fraud Charges over YES Options Trading Strategy 

UBS to Pay $25 Million to Settle SEC Fraud Charges Involving Complex Options Trading Strategy, YES (Yield Enhancement Strategy) According...

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