Current Investigations
CFP Board Reportedly Sanctions Advisor Mark Trewitt
CFP Reportedly Orders Revocation to Mark Trewitt, Delta Investment Management, for Rules Violations Certified Financial Planner Board...
CFP Board Reportedly Sanctions Advisor Christopher Turean
Investment Advisor Christopher Turean allegedly Misappropriated Customer Funds The Certified Financial Planner Board of Standards, Inc....
The White Law Group files another Lawsuit against Centaurus Financial
Centaurus Lawsuit Alleges High-risk Alternative Investments The White Law Group announces the filing of a FINRA arbitration claim against...
Francisco Valenzuela Allegedly Sold Unsuitable Bonds
FINRA Reportedly Suspends Francisco Javier Valenzuela Indefinitely for failure to Comply with Arbitration Award According to the...
Ex-Alliance Global Advisor Michael Shillin Sentenced to 7 Years Prison
Michael Shillin, Former Alliance Global Advisor, Pleads Guilty after Allegations that he Defrauded 100 Clients The White Law Group...
Help for Investors: CitiFirst Buffer Securities
Did you lose money in CitiFirst Buffer Securities Linked to the SPDR® Dow Jones® Industrial Average ETF? Did your broker recommend...
